1.3 Ally Invest Securities LLC 2026 1 2026-04-27T17:21:11Z 2026 01 100.00 24.78 4.61 62.47 8.14 CITADEL SECURITIES LLC 33.61 30.28 35.17 34.61 35.24 3198.06 23.9716 1152.32 21.9621 2461.78 26.5913 519.58 25.2365 We receive payment for executed orders routed to Citadel Securities with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Extended hours order: up to $0.001 per share (iv) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to Citadel that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Virtu Americas, LLC 30.96 29.86 26.72 31.45 32.99 2953.13 22.5490 749.67 23.8425 1891.39 29.9990 363.14 26.4810 We receive payment for executed orders routed to Virtu Americas with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: $0.003 per share We do not receive payment for any extended hours orders, regardless of size or marketability. These payment arrangements are conditioned upon regular attestations to Virtu that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. G1 Execution Services, LLC 21.98 20.06 19.68 22.84 22.55 1910.95 22.0000 614.90 23.7143 1791.07 30.0001 288.58 26.2919 We receive payment for executed orders routed to G1 Execution Services with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to G1X that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Two Sigma Securities, LLC 8.20 15.01 13.69 5.68 3.72 1595.21 22.7832 412.75 24.3771 1058.81 29.7413 294.83 27.8606 We receive payment for executed orders routed to Two Sigma Securities with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to Two Sigma that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. StoneX Financial, Inc. 5.25 4.79 4.74 5.43 5.51 454.14 21.6639 136.67 22.0003 336.20 29.0080 53.20 23.1246 We receive payment for executed orders routed to StoneX Financial Inc with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to StoneX that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. 100.00 28.23 6.90 56.83 8.03 CITADEL SECURITIES LLC 33.70 30.02 35.71 35.05 35.31 27055.37 21.9135 33593.01 23.3784 29330.06 25.7640 3179.83 25.5776 We receive payment for executed orders routed to Citadel Securities with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Extended hours order: up to $0.001 per share (iv) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to Citadel that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Virtu Americas, LLC 30.50 30.02 26.14 31.04 32.15 25994.89 21.5670 29402.03 25.5634 23299.99 28.1948 2779.55 25.7185 We receive payment for executed orders routed to Virtu Americas with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: $0.003 per share We do not receive payment for any extended hours orders, regardless of size or marketability. These payment arrangements are conditioned upon regular attestations to Virtu that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. G1 Execution Services, LLC 21.57 20.11 19.49 22.40 22.62 18573.71 23.5110 23295.52 26.7920 18571.81 28.7520 2763.42 28.2194 We receive payment for executed orders routed to G1 Execution Services with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to G1X that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Two Sigma Securities, LLC 9.06 15.06 13.94 6.15 4.34 13710.59 22.0047 16108.19 25.5535 13014.67 28.2334 1585.57 26.5653 We receive payment for executed orders routed to Two Sigma Securities with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to Two Sigma that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. StoneX Financial, Inc. 5.17 4.78 4.72 5.36 5.58 4189.04 21.4339 4297.19 21.9873 5502.67 28.8844 622.15 22.9411 We receive payment for executed orders routed to StoneX Financial Inc with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to StoneX that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. 100.00 5.42 7.45 52.21 34.91 Wolverine Execution Services, LLC 35.00 34.43 30.96 37.03 32.91 18255.50 49.1863 31375.00 49.4024 47000.00 49.1226 21320.50 46.8407 We receive payment for executed multi-listed, non-index option orders routed to Wolverine at a rate of up to $0.50 per contract. Wolverine waives fees associated with index options so long as they do not exceed 5% of the total monthly volume. These payment arrangements are conditioned upon regular attestations to Wolverine that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. CITADEL SECURITIES LLC 25.01 20.23 21.50 25.73 25.42 8878.50 49.1149 25178.00 49.4433 32846.00 49.1765 16097.00 47.2552 We receive payment for executed multi-listed, non-index option orders routed to Citadel Securities at a rate of up to $0.50 per contract. Citadel waives fees associated with index options so long as they do not exceed 5% of the total monthly volume. These payment arrangements are conditioned upon regular attestations to Citadel that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Dash/IMC Financial Markets 21.08 20.04 21.09 16.57 27.97 8695.00 49.0772 22443.50 49.5792 31412.00 49.0828 21484.00 47.1285 We receive payment for executed multi-listed, non-index option orders routed to Dash/IMC Financial Markets at a rate of up to $0.50 per contract. Dash/IMC Financial Markets waives fees associated with index options so long as they do not exceed 5% of the total monthly volume. These payment arrangements are conditioned upon regular attestations to Dash/IMC Financial Markets that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. We route to Dash Financial Technologies, who has a relationship with IMC whereby Dash routes to an exchange and preferences IMC. Global Execution Brokers LP 18.92 25.29 26.46 20.67 13.69 12265.00 49.0404 27040.00 49.6092 42607.00 49.2692 12455.00 46.2307 We receive payment for executed multi-listed, non-index option orders routed to Global Execution Brokers at a rate of up to $0.50 per contract. Global Execution Brokers waives fees associated with index options so long as they do not exceed 5% of the total monthly volume. These payment arrangements are conditioned upon regular attestations to Global Execution Brokers that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. 2026 02 100.00 24.37 4.22 62.48 8.92 CITADEL SECURITIES LLC 33.93 30.28 35.84 35.03 35.28 3933.65 23.8930 969.87 19.4008 2773.44 25.8607 705.55 23.9256 We receive payment for executed orders routed to Citadel Securities with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Extended hours order: up to $0.001 per share (iv) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to Citadel that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Virtu Americas, LLC 28.58 27.91 24.68 28.90 30.07 3459.86 22.8736 550.87 22.6487 1917.12 30.0000 575.67 26.3545 We receive payment for executed orders routed to Virtu Americas with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: $0.003 per share We do not receive payment for any extended hours orders, regardless of size or marketability. These payment arrangements are conditioned upon regular attestations to Virtu that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. G1 Execution Services, LLC 21.29 19.51 18.74 22.08 21.85 2367.86 22.2412 488.65 23.4801 1644.78 29.9999 488.55 26.8453 We receive payment for executed orders routed to G1 Execution Services with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to G1X that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. StoneX Financial, Inc. 8.51 7.75 7.45 8.82 8.93 1025.56 21.7202 217.47 22.1249 634.33 28.1161 191.07 23.4238 We receive payment for executed orders routed to StoneX Financial Inc with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to StoneX that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Two Sigma Securities, LLC 7.68 14.55 13.28 5.17 3.88 1898.51 23.2535 356.94 23.1427 1171.97 29.5961 333.45 25.9763 We receive payment for executed orders routed to Two Sigma Securities with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to Two Sigma that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. 100.00 27.04 6.55 58.72 7.69 CITADEL SECURITIES LLC 33.92 30.64 35.39 34.96 36.27 22935.42 22.4134 34027.58 23.1125 22883.54 26.4412 2307.18 25.1456 We receive payment for executed orders routed to Citadel Securities with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Extended hours order: up to $0.001 per share (iv) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to Citadel that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Virtu Americas, LLC 28.21 28.03 24.79 28.52 29.40 18412.31 21.3439 28214.62 25.0028 15335.39 28.5950 1794.41 25.2275 We receive payment for executed orders routed to Virtu Americas with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: $0.003 per share We do not receive payment for any extended hours orders, regardless of size or marketability. These payment arrangements are conditioned upon regular attestations to Virtu that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. G1 Execution Services, LLC 21.16 19.34 18.57 22.18 21.92 14533.03 23.3454 21081.90 25.6249 12456.17 27.5214 1972.82 27.1879 We receive payment for executed orders routed to G1 Execution Services with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to G1X that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. StoneX Financial, Inc. 8.54 7.76 7.77 8.93 8.92 4680.64 21.6697 7977.68 22.0029 5184.65 28.5607 562.09 22.4138 We receive payment for executed orders routed to StoneX Financial Inc with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to StoneX that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Two Sigma Securities, LLC 8.17 14.24 13.48 5.40 3.49 9817.53 22.0900 16075.39 25.1206 8735.46 28.2825 995.89 22.8036 We receive payment for executed orders routed to Two Sigma Securities with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to Two Sigma that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. 100.00 5.27 7.21 53.13 34.39 Wolverine Execution Services, LLC 35.91 34.68 31.53 37.57 34.46 12431.80 49.5963 26292.20 49.3871 40601.50 48.9546 15737.50 44.7495 We receive payment for executed multi-listed, non-index option orders routed to Wolverine at a rate of up to $0.50 per contract. Wolverine waives fees associated with index options so long as they do not exceed 5% of the total monthly volume. These payment arrangements are conditioned upon regular attestations to Wolverine that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. CITADEL SECURITIES LLC 25.99 21.22 22.77 26.90 25.99 7637.50 49.6006 23177.00 49.6157 30601.50 48.8686 11848.50 45.0479 We receive payment for executed multi-listed, non-index option orders routed to Citadel Securities at a rate of up to $0.50 per contract. Citadel waives fees associated with index options so long as they do not exceed 5% of the total monthly volume. These payment arrangements are conditioned upon regular attestations to Citadel that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Dash/IMC Financial Markets 19.12 20.54 20.78 15.77 23.73 6074.50 49.6242 12912.50 49.6463 20848.50 49.1664 10608.50 44.2260 We receive payment for executed multi-listed, non-index option orders routed to Dash/IMC Financial Markets at a rate of up to $0.50 per contract. Dash/IMC Financial Markets waives fees associated with index options so long as they do not exceed 5% of the total monthly volume. These payment arrangements are conditioned upon regular attestations to Dash/IMC Financial Markets that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. We route to Dash Financial Technologies, who has a relationship with IMC whereby Dash routes to an exchange and preferences IMC. Global Execution Brokers LP 18.98 23.56 24.91 19.76 15.82 9225.00 49.6341 23457.00 49.6350 32169.00 49.1070 9100.00 44.1169 We receive payment for executed multi-listed, non-index option orders routed to Global Execution Brokers at a rate of up to $0.50 per contract. Global Execution Brokers waives fees associated with index options so long as they do not exceed 5% of the total monthly volume. These payment arrangements are conditioned upon regular attestations to Global Execution Brokers that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. 2026 03 100.00 23.37 3.94 64.18 8.50 CITADEL SECURITIES LLC 29.36 25.34 31.19 30.59 30.31 3725.76 24.1897 759.45 17.4941 1813.60 25.8817 718.56 24.7526 We receive payment for executed orders routed to Citadel Securities with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Extended hours order: up to $0.001 per share (iv) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to Citadel that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Virtu Americas, LLC 27.52 25.12 22.41 28.22 31.17 3399.10 22.6904 585.46 24.6146 1275.07 30.0000 647.00 24.6464 We receive payment for executed orders routed to Virtu Americas with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: $0.003 per share We do not receive payment for any extended hours orders, regardless of size or marketability. These payment arrangements are conditioned upon regular attestations to Virtu that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. G1 Execution Services, LLC 26.68 24.16 23.28 27.76 27.01 3209.00 22.2448 503.73 23.1245 1560.24 29.9999 820.42 27.6915 We receive payment for executed orders routed to G1 Execution Services with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to G1X that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Two Sigma Securities, LLC 10.05 20.16 17.82 6.55 5.09 2742.65 22.7003 428.34 22.8437 1166.15 29.6875 752.50 27.0090 We receive payment for executed orders routed to Two Sigma Securities with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to Two Sigma that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. StoneX Financial, Inc. 6.39 5.23 5.30 6.87 6.42 681.51 21.6778 108.70 22.0519 353.10 29.2134 127.39 23.5526 We receive payment for executed orders routed to StoneX Financial Inc with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to StoneX that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. 100.00 27.46 6.78 58.90 6.86 CITADEL SECURITIES LLC 29.43 25.27 32.01 30.92 30.64 18994.97 22.3647 27087.62 20.4453 23042.82 25.2043 2098.37 24.0520 We receive payment for executed orders routed to Citadel Securities with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Extended hours order: up to $0.001 per share (iv) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to Citadel that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Virtu Americas, LLC 26.76 25.09 22.03 27.61 30.88 17818.95 21.4372 21233.73 21.5416 14970.25 27.3019 2077.52 23.2053 We receive payment for executed orders routed to Virtu Americas with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: $0.003 per share We do not receive payment for any extended hours orders, regardless of size or marketability. These payment arrangements are conditioned upon regular attestations to Virtu that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. G1 Execution Services, LLC 25.99 24.13 22.86 27.16 26.44 18907.64 23.2217 24220.90 23.9582 17695.89 26.8668 2024.97 27.5113 We receive payment for executed orders routed to G1 Execution Services with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to G1X that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Two Sigma Securities, LLC 11.67 20.22 17.98 7.72 5.11 15414.53 21.8961 19648.43 21.2966 14947.56 27.1543 1233.31 26.9460 We receive payment for executed orders routed to Two Sigma Securities with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to Two Sigma that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. StoneX Financial, Inc. 6.15 5.29 5.12 6.58 6.93 3488.63 21.4272 4729.60 22.0136 3754.15 28.6968 461.59 23.0134 We receive payment for executed orders routed to StoneX Financial Inc with respect to listed equities priced at $1.00 per share or more, at the following rates: (i) Marketable order: up to $0.0022 per share (ii) Non-marketable order: up to $0.003 per share (iii) Order greater than 10,000 shares or $250,000 principal value: up to $0.003 per share These payment arrangements are conditioned upon regular attestations to StoneX that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. 100.00 4.97 6.74 53.17 35.12 Wolverine Execution Services, LLC 33.12 30.68 27.63 33.89 33.34 15079.00 49.7837 22495.00 49.6097 40648.00 49.3792 15946.00 42.3994 We receive payment for executed multi-listed, non-index option orders routed to Wolverine at a rate of up to $0.50 per contract. Wolverine waives fees associated with index options so long as they do not exceed 5% of the total monthly volume. These payment arrangements are conditioned upon regular attestations to Wolverine that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. CITADEL SECURITIES LLC 27.29 21.31 22.31 27.68 28.51 11066.50 49.7751 24588.50 49.6838 32131.00 49.1458 13580.00 44.2850 We receive payment for executed multi-listed, non-index option orders routed to Citadel Securities at a rate of up to $0.50 per contract. Citadel waives fees associated with index options so long as they do not exceed 5% of the total monthly volume. These payment arrangements are conditioned upon regular attestations to Citadel that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. Dash/IMC Financial Markets 23.93 26.91 28.09 21.61 26.22 13634.50 49.8410 23418.00 49.5692 45239.00 49.4967 13866.50 43.9189 We receive payment for executed multi-listed, non-index option orders routed to Dash/IMC Financial Markets at a rate of up to $0.50 per contract. Dash/IMC Financial Markets waives fees associated with index options so long as they do not exceed 5% of the total monthly volume. These payment arrangements are conditioned upon regular attestations to Dash/IMC Financial Markets that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement. We route to Dash Financial Technologies, who has a relationship with IMC whereby Dash routes to an exchange and preferences IMC. Global Execution Brokers LP 15.67 21.09 21.96 16.83 11.93 11166.50 49.8326 20362.50 49.7374 31645.00 49.2721 7050.00 41.4706 We receive payment for executed multi-listed, non-index option orders routed to Global Execution Brokers at a rate of up to $0.50 per contract. Global Execution Brokers waives fees associated with index options so long as they do not exceed 5% of the total monthly volume. These payment arrangements are conditioned upon regular attestations to Global Execution Brokers that substantially all of the orders we route to them qualify as “retail” orders (i.e., originating from natural persons and not generated by trading algorithms or other computerized methods). Although we do not negotiate for higher payment rates in exchange for lower execution quality, in general there is an inverse (though not necessarily proportional) relationship between payment for order flow rates and price improvement.