Note for GTC orders: If we receive partial executions on different trading days, you'll be charged separate commissions.
Ally Invest may act as principal on any fixed-income transaction. When acting as principal, we will add a markup to any purchase and subtract a markdown from every sale. This markup or markdown will be included in the price quoted to you, and you will not be charged any commission or transaction fee for a principal trade.
Index Products – Ally Invest charges this additional per contract cost on certain index products where the exchange charges fees. See a full list of index options that incur additional fees.
Stock Certificate Deposit Processing Fee - Commission on stock certificate deposited into Ally Invest will be equal to 5% of the principal amount of the trade. Stock Certificates cannot be used to fund a new account.
Unit Investment Trust – Other Transfer Agent and Trade Settlement charges for certain securities may be passed through to you by our clearing firm.
Vault Fee - Restricted certificates held for missing paperwork, certificates for securities that are not DTC eligible, etc.
Cash balances do not currently earn interest. You may request that your account be enrolled in an interest-bearing Federal Deposit Insurance Corporation (FDIC) insured deposit sweep program. See current yield and additional information
Ally Invest Securities' background can be found at www.finra.org.
Options involve risk and are not suitable for all investors. Review the Characteristics and Risks of Standard Options brochure before you begin trading options.
Options investors may lose the entire amount of their investment in a relatively short period of time.
Investors should consider the investment objectives, risks, and charges and expenses of a mutual fund or ETF carefully before investing. A mutual fund/ETF's prospectus contains this and other information and can be obtained by emailing firstname.lastname@example.org .
Securities products and services are offered through Ally Invest Securities LLC, member FINRA and SIPC. Advisory products and services are offered through Ally Invest Advisors Inc., an SEC registered investment adviser.